Welcome back to Stockhouse
Member Sign In

Email or Username:

Become a member today, It's free!

We will not release or resell your information to third parties without your permission.

Enter your email address:
By providing my email, I consent to receiving investment related electronic messages from Stockhouse.

Get our best content in your email.

You are already a member! Please enter your password to sign in.

Northern Securities assigns client accounts to brokerage firms IIROC order

Canadian Press, The Canadian Press
0 Comments| December 24, 2012

TORONTO - A subsidiary of Northern Financial Corp. (TSXV:NFC) is assigning client accounts to two unnamed brokerage firms under a consent order with the Investment Industry Regulatory Organization of Canada.

The move by the subsidiary, Northern Investment Securities, will see investment advisers responsible for the accounts transferred to the new firms as well, Northern said in a release Monday.

© The Canadian Press, 2005

Rate this article
3 stars




No comments yet. Be first to comment!

Leave a Message

You must be logged in to access this feature.