Northern Securities assigns client accounts to brokerage firms IIROC order

Canadian Press, The Canadian Press
0 Comments| December 24, 2012


TORONTO - A subsidiary of Northern Financial Corp. (TSXV:NFC) is assigning client accounts to two unnamed brokerage firms under a consent order with the Investment Industry Regulatory Organization of Canada.

The move by the subsidiary, Northern Investment Securities, will see investment advisers responsible for the accounts transferred to the new firms as well, Northern said in a release Monday.

© The Canadian Press, 2005


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